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Christopher William Sleggs

Pimco Investments LLC

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About Christopher William Sleggs

Christopher William Sleggs has been in the financial services industry since 2001. Christopher is currently registered with Pimco Investments LLC as a Broker and has been with the firm since April 2016. Prior to joining Pimco Investments LLC, Christopher worked at MBSC Securities Corporation, Wells Fargo Advisors, LLC, Prudential Investment Management Services LLC, Prudential Retirement Brokerage Services, Inc. and Liberty Funds Distributor, Inc. Christopher is licensed to sell securities in all 50 states and the District of Columbia.

Firm Information

Christopher Sleggs is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Sleggs’s Registration & Firm History

CA

04/28/2016 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

NY

09/15/2010 - 04/04/2016

MBSC SECURITIES CORPORATION (NEW YORK NY)

MO

07/26/2007 - 05/13/2009

WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)

IL

12/06/2004 - 11/13/2006

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CHICAGO IL)

CT

04/19/2000 - 12/06/2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)

MA

07/13/1998 - 11/16/1999

LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 08/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2016

Series 3 - National Commodity Futures Examination

BC

Issued 08/17/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/10/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher William Sleggs.
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