Unclaimed
Christopher William Short-maser is a registered representative with Piper Sandler & Co. in Atlanta, Georgia. Christopher has been in the industry since August 2014. Christopher is a Series 63, SIE, Series 62, and Series 79 licensed advisor. Previously, Christopher was a registered representative with Sandler, O'Neill & Partners, L.P. and Houlihan Lokey Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
01/03/2020 - Present
Piper Sandler & Co. (ATLANTA GA)
GA
07/23/2015 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (ATLANTA GA)
GA
08/25/2014 - 08/07/2015
HOULIHAN LOKEY CAPITAL, INC. (ATLANTA GA)
BC
Issued 08/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/25/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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