Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Premock is a financial advisor who has been active in the industry since 2008. Christopher is currently registered with Foreside Fund Services, LLC. Christopher has experience with a variety of firms, including Neuberger Berman, LLC, and Neuberger Berman Management Inc. Christopher is a Series 6, 7, 24 and 63 licensed advisor with a Series 65 license as well. Christopher is licensed in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/10/2018 - Present
Foreside Fund Services, LLC (BOSTON MA)
NY
05/28/1999 - 06/27/2006
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
05/19/1996 - 06/28/2002
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
BC
Issued 09/25/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2018
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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