Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ortiz is a registered representative with Wells Fargo Clearing Services, LLC. Christopher has been in the industry since August 2013. Christopher has held previous roles with UnionBanc Investment Services, LLC and J.P. Morgan Securities LLC. Christopher specializes in providing investment advice to individuals and businesses. Christopher holds the Series 6, 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/16/2023 - Present
Wells Fargo Clearing Services, LLC (SAN JOSE CA)
CA
06/02/2016 - 04/06/2017
UNIONBANC INVESTMENT SERVICES, LLC (GOLETA CA)
CA
10/01/2012 - 08/25/2015
J.P. MORGAN SECURITIES LLC (SAN LUIS OBISPO CA)
CA
05/15/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MORRO BAY CA)
BOTH
Issued 06/16/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Ortiz is the right advisor for you? Invested Better is here to help.
