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Christopher William Neston

Ausdal Financial Partners, Inc.

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About Christopher William Neston

Christopher William Neston is an investment advisor representative with Ausdal Financial Partners, Inc. and is based in North Oaks, MN. Christopher Neston has been in the industry since May 14, 1996, and is registered to provide investment advice in 15 states including Minnesota, Texas, California, Florida, and Arizona. Christopher Neston also holds a Series 7 and 63 license in addition to other licenses, and has been affiliated with Ausdal Financial Partners, Inc. since September 2011. Prior to that, Christopher Neston was registered with NEXT FINANCIAL GROUP, INC. and AMERICAN GENERAL SECURITIES INCORPORATED.

Firm Information

Christopher Neston is currently registered with Ausdal Financial Partners, Inc.. Ausdal Financial Partners, Inc. is a Corporation based in DAVENPORT, IA. It is a registered investment advisor with the SEC and all 52 states. The firm has been in operation since 1979-08-13 and employs 158 licensed agents, 110 investment adviser representatives, and 199 registered representatives. Ausdal Financial Partners, Inc. provides advisory services for individuals, businesses, high-net-worth individuals, charitable organizations, pension plans, and corporations. They also participate in wrap fee programs.
Ausdal Financial Partners, Inc.

5187 UTICA RIDGE RD

DAVENPORT, IA 52807

$1.53B

Assets Under Management

2,640

Total Clients

145

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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advice on uma platforms

Advice on uma platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Revenue sharing

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Christopher Neston’s Registration & Firm History

MN

09/01/2011 - Present

Ausdal Financial Partners, Inc. (NORTH OAKS MN)

MN

08/12/2005 - 09/02/2011

NEXT FINANCIAL GROUP, INC. (NORTH OAKS MN)

AZ

10/01/2002 - 08/15/2005

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

TX

05/15/1996 - 10/01/2002

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

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Licenses & Designations

IA

Issued 07/21/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/20/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2010

Series 7 - General Securities Representative Examination

BC

Issued 03/07/2002

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 05/14/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Christopher William Neston. Review regulatory record here.
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