Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher William Moen is a financial professional with over 17 years of experience in the financial services industry. Christopher has a strong background in securities and investments, and is currently registered with Wells Fargo Securities, LLC. Christopher has a diverse range of experience in the industry, having worked for firms such as Dealerweb Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Barclays Capital Inc. Christopher is dedicated to providing clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/24/2014 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
FL
02/07/2013 - 06/17/2014
DEALERWEB INC. (JUPITER FL)
NC
05/03/2011 - 06/19/2012
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
01/16/2006 - 04/01/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/22/2002 - 05/14/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2007
Series 3 - National Commodity Futures Examination
BC
Issued 01/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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