Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Inglis is a financial professional with over 38 years of experience in the industry. He has held a variety of positions at several firms, including UBS Financial Services Inc. and A.G. Edwards & Sons, Inc., before joining Stifel, Nicolaus & Company, Inc. in May 2023. Christopher's expertise lies in providing financial planning and portfolio management services for individuals, businesses, and pooled investment vehicles. Christopher is a Certified Financial Planner™ professional and holds Series 7, 9, 10, 24, 31, 63 and 65 licenses. He is dedicated to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/25/2023 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
11/02/2007 - 06/05/2023
UBS FINANCIAL SERVICES INC. (SAN MATEO CA)
CA
11/29/2001 - 11/08/2007
A. G. EDWARDS & SONS, INC. (REDWOOD SHORES CA)
CA
03/30/1992 - 11/30/2001
ACUMENT SECURITIES, INC. (SAN FRANCISCO CA)
NA
04/16/1987 - 10/12/1990
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
NA
08/18/1986 - 02/02/1988
MUNICICORP OF CALIFORNIA
NA
06/27/1984 - 08/25/1986
PRUDENTIAL-BACHE SECURITIES INC.
NA
10/25/1982 - 06/22/1984
MUNICICORP OF CALIFORNIA
IA
Issued 02/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/16/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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