Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Freeman is a financial advisor with UBS Financial Services Inc. Christopher has been in the financial industry since 2005. Christopher has a Series 6, Series 7 and Series 66 license, as well as the SIE. Christopher is registered to provide investment advice in 22 states, including Alaska, California, Colorado, Florida, Georgia, Idaho, Illinois, Iowa, Kansas, Maine, Michigan, Missouri, Nebraska, New Jersey, New York, Pennsylvania, South Dakota, Tennessee, Texas, Virginia, Washington and Wyoming. Christopher also provides services to individuals, businesses, pension and profit-sharing plans, charitable organizations, corporations, insurance companies, state or municipal government entities, investment companies, pooled investment vehicles, banking or thrift institutions and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NE
02/28/2012 - Present
UBS Financial Services Inc. (Lincoln NE)
NE
08/31/2011 - 02/28/2012
WADDELL & REED, INC. (LINCOLN NE)
IA
09/14/2006 - 08/16/2010
DEWAAY FINANCIAL NETWORK, LLC (CLIVE IA)
IA
04/19/2006 - 09/11/2006
VSR FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
IA
12/13/2005 - 04/10/2006
AMERIPRISE FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
MA
01/06/2000 - 02/23/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 12/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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