Unclaimed
Christopher Fallon is a registered representative with Guggenheim Funds Distributors, LLC. Christopher has been in the industry since 2010 and is licensed in Illinois, Indiana, Michigan and Wisconsin. Christopher holds the Series 7, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
IL
03/25/2010 - Present
Guggenheim Funds Distributors, LLC (CHICAGO IL)
BC
Issued 05/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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