Invested Better
Unclaimed

Unclaimed

Unclaimed

Christopher William Davis

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Christopher? Claim Your Profile

About Christopher William Davis

Christopher William Davis is registered with Smbc Nikko Securities America, Inc. and has a Series 79TO, SIE, and Series 63 license. Christopher is active in the securities industry and is registered in 51 states. Christopher joined the securities industry on November 14, 2023.

Firm Information

Christopher Davis is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Christopher Davis’s Registration & Firm History

NY

11/15/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

Not sure if Christopher William Davis is right for you?

Licenses & Designations

BC

Issued 01/27/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher William Davis.
Not sure if Christopher William Davis is right for you?