Unclaimed
Christopher William Davis is registered with Smbc Nikko Securities America, Inc. and has a Series 79TO, SIE, and Series 63 license. Christopher is active in the securities industry and is registered in 51 states. Christopher joined the securities industry on November 14, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/15/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 01/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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