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Christopher William Conway

Mutual OF America Securities LLC

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About Christopher William Conway

Christopher Conway is a financial advisor with Mutual of America Securities LLC in Long Beach, CA. Christopher has been in the financial services industry since June 2003, working for Mutual of America Life Insurance Company prior to joining Mutual of America Securities LLC. Christopher is registered with FINRA as a Series 6 and Series 26. Christopher also holds the Series 63 state license and the SIE exam.

Firm Information

Christopher Conway is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Conway’s Registration & Firm History

CA

06/27/2003 - Present

Mutual OF America Securities LLC (LONG BEACH CA)

CA

06/27/2003 - 11/23/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (LONG BEACH CA)

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Licenses & Designations

BC

Issued 05/28/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher William Conway. Review regulatory record here.
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