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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Buckley is a financial advisor with over 5 years of experience in the industry. Christopher has a broad range of experience working with individuals, businesses, and institutions. Currently, Christopher Buckley is a registered representative and investment advisor representative with Osaic FA, Inc. Previously, Christopher Buckley was registered with WELLS FARGO SECURITIES, LLC, NYLIFE SECURITIES LLC, and CAPITAL ONE INVESTING, LLC. Christopher Buckley holds a Series 66, Series 14, Series 26, Series 39, Series 22TO, Series 6TO, Series 99TO, Series 82TO, Series 7, and SIE license and is licensed in 53 states. Christopher Buckley is a qualified financial advisor to help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/11/2022 - Present
Osaic FA, Inc. (RADNOR PA)
NC
01/22/2020 - 12/14/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
03/12/2019 - 05/15/2019
NYLIFE SECURITIES LLC (CHARLOTTE NC)
DE
12/09/2016 - 09/17/2018
CAPITAL ONE INVESTING, LLC (Wilmington DE)
BOTH
Issued 07/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 08/30/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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