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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher William Beale is an investment advisor representative registered with New England Capital Financial Advisors LLC and has over 30 years of experience in the financial services industry. Christopher Beale is a CERTIFIED FINANCIAL PLANNER™ professional and holds a Series 7, Series 6, Series 22, Series 26, Series 51, Series 63, Series 65, Series 99TO and SIE license. Prior to joining New England Capital Financial Advisors LLC, Christopher Beale was an advisor representative with PURSHE KAPLAN STERLING INVESTMENTS and HARVEST CAPITAL LLC. Christopher Beale specializes in providing financial planning, portfolio management, and pension consulting services to high-net-worth individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
03/20/2014 - Present
NEW England Capital Financial Advisors LLC (SOUTH MERIDEN CT)
CT
01/02/2013 - 10/03/2023
PURSHE KAPLAN STERLING INVESTMENTS (SOUTH MERIDEN CT)
CT
01/02/2004 - 12/31/2012
HARVEST CAPITAL LLC (SOUTH MERIDEN CT)
LA
12/16/2001 - 12/31/2003
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
PA
07/25/1988 - 12/16/2001
AMERICAN CAPITAL CORPORATION (VALLEY FORGE PA)
NA
12/09/1983 - 07/27/1988
FIRST INVESTORS CORPORATION
IA
Issued 11/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/09/1985
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/08/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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