Unclaimed
Christopher Wilhelm Dopp is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with BMO Capital Markets Corp. and is located in Dallas, TX. Christopher has a diverse background in the financial services industry, having held positions at BMO Capital Markets Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Molecular Securities Inc. Christopher holds the Series 63, Series 7, Series 79TO and SIE licenses. Christopher's primary focus is providing securities trading ideas and research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
TX
01/26/2021 - Present
BMO Capital Markets Corp. (Dallas TX)
TX
03/08/2016 - 12/17/2020
BMO CAPITAL MARKETS CORP. (HOUSTON TX)
TX
06/15/2010 - 10/06/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
NY
05/26/2003 - 06/05/2010
MOLECULAR SECURITIES INC. (NEW YORK NY)
BC
Issued 10/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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