Unclaimed
Christopher Wesley Zink is a financial advisor with over 25 years of experience in the financial industry. Christopher is currently registered with UBS Financial Services Inc. in New Orleans, Louisiana and also serves clients in Texas. Christopher has a strong background in the securities industry, holding Series 7, 31, and 66 licenses and the SIE exam. Christopher has worked with a number of firms in his career, including Citigroup Global Markets Inc. and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
LA
05/11/2010 - Present
UBS Financial Services Inc. (NEW ORLEANS LA)
LA
12/02/2005 - 04/20/2009
CITIGROUP GLOBAL MARKETS INC. (NEW ORLEANS LA)
IL
07/06/2005 - 12/06/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
08/03/1998 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
11/14/1997 - 08/19/1998
MARQUIS INVESTMENTS, L.L.C.
BOTH
Issued 02/24/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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