Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Wesley Thome is a Financial Advisor at Icapital Markets LLC. Christopher has been in the industry since 2019. Christopher has passed the Series 7TO, SIE, Series 24, and Series 14 exams. Christopher has previous experience at Simon Markets LLC, ICapital Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. The Icapital Markets LLC office in New York, NY, where Christopher is currently located, is regulated by FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/15/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
01/30/2023 - 01/30/2024
SIMON MARKETS LLC (NEW YORK NY)
NY
03/13/2019 - 01/30/2024
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
01/11/2019 - 03/13/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/16/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/22/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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