Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Wendell Rothe is a financial advisor currently registered with LPL Financial LLC. Rothe has been in the industry since October 2013. Before joining LPL, Christopher Rothe was registered with Edward Jones. Christopher Rothe has a combined 9 years of experience as a financial advisor. Christopher Rothe has passed the Series 7 and 66 exams and is registered in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/26/2022 - Present
LPL Financial LLC (McKinney TX)
TX
07/12/2016 - 09/27/2022
EDWARD JONES (McKinney TX)
TX
01/03/2006 - 05/08/2006
WALNUT STREET SECURITIES, INC. (DALLAS TX)
CA
08/19/2003 - 12/31/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 09/13/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Rothe is the right advisor for you? Invested Better is here to help.
