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Christopher Wells

Barclays Capital Inc.

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About Christopher Wells

Christopher Wells is a registered representative with Barclays Capital Inc. Christopher has been in the industry since December 19, 2021. Prior to joining Barclays Capital Inc., Christopher worked at GOLDMAN, SACHS & CO. Christopher has passed the Series 99, SIE, and Series 99TO exams. Christopher is registered with FINRA.

Firm Information

Christopher Wells is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Wells’s Registration & Firm History

NY

09/07/2023 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

11/18/2013 - 08/06/2015

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/07/2023

Series 99TO - Operations Professional Examination

BC

Issued 07/26/2023

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Wells.
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