Unclaimed
Christopher Wells is a registered representative with Barclays Capital Inc. Christopher has been in the industry since December 19, 2021. Prior to joining Barclays Capital Inc., Christopher worked at GOLDMAN, SACHS & CO. Christopher has passed the Series 99, SIE, and Series 99TO exams. Christopher is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/07/2023 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
11/18/2013 - 08/06/2015
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/07/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/26/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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