Unclaimed
Christopher Webster Simmons is a registered investment advisor representative with Vanguard Advisers, Inc. Christopher Simmons has been in the financial services industry since June 30, 2009. Christopher Simmons is a registered investment advisor representative in Pennsylvania and Texas. Christopher Simmons is also a registered representative in Pennsylvania. Christopher Simmons has passed the Series 6, 7TO, 24, 63, and 66 exams. Christopher Simmons is also a registered principal in Pennsylvania. Christopher Simmons is associated with the Malvern, PA branch of Vanguard Advisers, Inc. Christopher Simmons was previously registered with Vanguard Marketing Corporation and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
12/05/2023 - Present
Vanguard Advisers, Inc. (MALVERN PA)
PA
03/15/2006 - 10/12/2016
VANGUARD MARKETING CORPORATION (MALVERN PA)
NJ
09/05/2005 - 03/06/2006
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 12/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/12/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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