Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Clarke is a financial advisor with over 20 years of experience in the industry. Christopher is currently registered with Key Investment Services LLC. Christopher has a diverse background in financial services, having previously worked with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, VP Distributors LLC, and Morgan Stanley DW Inc. Christopher holds several industry licenses, including the Series 7, Series 63, Series 65, Series 10, Series 9, and Series 26. Christopher is also a member of the Board of Directors for Mercy Community Health. Christopher's primary focus is on providing investment advice and portfolio management for individuals and businesses. Christopher's expertise includes a wide range of financial products and services, and Christopher is committed to providing his clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
08/12/2024 - Present
KEY Investment Services LLC (BROOKLYN OH)
CT
10/21/2015 - 08/06/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST HARTFORD CT)
CT
11/29/2011 - 10/15/2015
VP DISTRIBUTORS LLC (HARTFORD CT)
MA
02/23/2010 - 06/30/2011
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
CT
02/04/2009 - 04/27/2009
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
04/18/2005 - 02/04/2009
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
PA
07/22/2004 - 02/11/2005
DIRECTED SERVICES, INC. (WEST CHESTER PA)
CT
09/18/2002 - 07/23/2004
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NY
01/17/2001 - 11/05/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/07/1999 - 01/02/2001
GKN SECURITIES CORP. (NEW YORK NY)
IA
Issued 03/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 04/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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