Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Wayne Dick is a financial professional with Avantax Investment Services, Inc., registered with the Financial Industry Regulatory Authority (FINRA). Christopher Dick's experience in the industry dates back to 2017. Christopher Dick previously worked at Edward Jones. Christopher Dick has passed the Series 7, Series 66, and Series 7TO exams and the Securities Industry Essentials (SIE) exam. Christopher Dick has been registered with FINRA since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
07/07/2021 - Present
Avantax Investment Services, Inc. (SOMERSET KY)
KY
05/09/2017 - 06/10/2018
EDWARD JONES (STANFORD KY)
BOTH
Issued 08/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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