Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Wessels is a financial advisor with over 20 years of experience in the industry. Christopher is registered to provide investment advisory services in Iowa and has been actively working in the financial industry since 1996. Christopher is currently affiliated with Cambridge Investment Research Advisors, Inc. Christopher was previously affiliated with VSR Financial Services, Inc., Summit Brokerage Services, Inc., and Broker Transaction Services, Inc. in previous roles. Christopher holds a Series 7, Series 63, and Series 65 license and specializes in providing financial planning, portfolio management, and investment advisory services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
10/20/2018 - Present
Cambridge Investment Research Advisors, Inc. (Clear Lake IA)
IA
01/02/2018 - 10/20/2018
BROKER DEALER FINANCIAL SERVICES CORP. (MASON CITY IA)
IA
09/01/2016 - 01/05/2018
SUMMIT BROKERAGE SERVICES, INC. (MASON CITY IA)
IA
02/17/2000 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (MASON CITY IA)
CA
08/13/1998 - 03/14/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
06/16/1998 - 08/14/1998
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
TX
03/25/1997 - 06/15/1998
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
MN
02/21/1996 - 03/07/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 08/22/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Wessels is the right advisor for you? Invested Better is here to help.
