Unclaimed
Christopher Wardenburg Maxmin is a financial professional registered with Buckler Securities LLC and has over 14 years of experience in the financial services industry. Christopher holds licenses to sell securities in multiple states and has a Series 7, Series 24, Series 57, and Series 63. Christopher was previously employed with Deutsche Bank Securities Inc., Soundview Technology Corporation, Fidelity Brokerage Services, Inc., and Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/15/2024 - Present
Buckler Securities LLC (Greenwich CT)
NY
06/20/2016 - 07/21/2023
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
03/02/2000 - 10/01/2001
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
RI
11/03/1997 - 04/06/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
01/20/1994 - 10/03/1997
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 10/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2017
Series 57 - Securities Trader Exam
BC
Issued 06/20/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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