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Christopher Wardenburg Maxmin

Buckler Securities LLC

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About Christopher Wardenburg Maxmin

Christopher Wardenburg Maxmin is a financial professional registered with Buckler Securities LLC and has over 14 years of experience in the financial services industry. Christopher holds licenses to sell securities in multiple states and has a Series 7, Series 24, Series 57, and Series 63. Christopher was previously employed with Deutsche Bank Securities Inc., Soundview Technology Corporation, Fidelity Brokerage Services, Inc., and Smith Barney Inc.

Firm Information

Christopher Maxmin is currently registered with Buckler Securities LLC. Buckler Securities LLC is a Limited Liability Company formed on April 28, 2016. The firm is registered in 15 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Maxmin’s Registration & Firm History

CT

04/15/2024 - Present

Buckler Securities LLC (Greenwich CT)

NY

06/20/2016 - 07/21/2023

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

CT

03/02/2000 - 10/01/2001

SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)

RI

11/03/1997 - 04/06/2000

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

NY

01/20/1994 - 10/03/1997

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/03/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2017

Series 57 - Securities Trader Exam

BC

Issued 06/20/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Wardenburg Maxmin.
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