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Christopher Ward

UBS Asset Management (us) Inc.

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About Christopher Ward

Christopher Ward is a financial professional with experience in the financial industry. Christopher is currently registered with UBS Asset Management (us) Inc. Christopher holds the Series 99TO and SIE licenses. Christopher's registration began on 11/21/2022.

Firm Information

Christopher Ward is currently registered with UBS Asset Management (us) Inc.. UBS Asset Management (us) Inc. is a corporation formed in May 1977 and is approved in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 1 approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Ward’s Registration & Firm History

NY

11/21/2022 - Present

UBS Asset Management (us) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/21/2022

Series 99TO - Operations Professional Examination

BC

Issued 09/30/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Ward.
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