Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Walsh is a financial professional with over 30 years of experience in the industry. Christopher is currently registered with Foreside Fund Services, LLC and has previously held positions with firms such as Ausdal Financial Partners, Inc., BOK Financial Securities, Inc., and Guggenheim Funds Distributors, LLC. Christopher holds FINRA Series 7, 63, and 65 licenses as well as the SIE exam. Christopher is registered in California and Colorado as a Broker-Dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/24/2019 - Present
Foreside Fund Services, LLC (Lisle IL)
IA
03/23/2018 - 02/04/2019
AUSDAL FINANCIAL PARTNERS, INC. (DAVENPORT IA)
CO
11/28/2016 - 12/31/2017
BOK FINANCIAL SECURITIES, INC. (HIGHLANDS RANCH CO)
IL
03/08/2012 - 01/29/2016
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)
CO
06/28/2010 - 03/15/2012
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
TX
01/23/2008 - 06/04/2010
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IL
09/17/1997 - 01/15/2008
FIRST TRUST PORTFOLIOS L.P. (LISLE IL)
TX
05/03/1995 - 09/29/1997
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
IL
02/01/1995 - 04/21/1995
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NA
05/20/1992 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
IL
03/14/1991 - 11/25/1991
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
FL
01/15/1991 - 03/25/1991
INVESTACORP, INC. (MIAMI FL)
NY
07/20/1990 - 09/28/1990
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 11/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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