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Christopher Wahl

Northwestern Mutual Investment Services, LLC

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About Christopher Wahl

Christopher Wahl is a financial advisor with Northwestern Mutual Investment Services, LLC. Christopher is licensed in California and has been in the financial services industry since 2013. Christopher has experience working with clients in various areas, including investment management, financial planning and insurance. He has a Series 6, Series 7, Series 63 and Series 65 licenses. Christopher has previously worked with firms such as CAIS Capital LLC, UBS Financial Services Inc., Purshe Kaplan Sterling Investments, National Planning Corporation and Planmember Securities Corporation.

Firm Information

Christopher Wahl is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christopher Wahl’s Registration & Firm History

CA

04/16/2024 - Present

Northwestern Mutual Investment Services, LLC (Manhattan Bch CA)

CA

03/12/2019 - 07/08/2019

CAIS CAPITAL LLC (Beverly Hills CA)

CA

03/15/2018 - 03/05/2019

UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)

NY

08/29/2017 - 02/23/2018

PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)

CA

06/05/2015 - 04/20/2017

NATIONAL PLANNING CORPORATION (El Segundo CA)

CA

10/30/2013 - 05/29/2015

PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)

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Licenses & Designations

BC

Issued 05/08/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/21/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/16/2024

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/29/2015

Series 7 - General Securities Representative Examination

BC

Issued 10/29/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Wahl.
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