Unclaimed
Christopher W. Schwendimann is an investment advisor representative at LPL Financial LLC. Christopher has been in the industry since December 1999. Christopher has a Series 7, Series 24, and Series 66 licenses. Christopher also has a SIE license. Christopher is registered with the state of South Carolina. Christopher also has experience at SunTrust Investment Services, Inc. and Linsco/Private Ledger Corp.. Christopher is a veteran of the SC Army National Guard.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
05/20/2011 - Present
LPL Financial LLC (SPARTANBURG SC)
SC
11/14/2006 - 05/13/2011
SUNTRUST INVESTMENT SERVICES, INC. (GREENVILLE SC)
SC
12/11/2002 - 11/03/2006
LINSCO/PRIVATE LEDGER CORP. (SPARTANBURG SC)
NY
12/08/1999 - 12/16/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/16/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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