Unclaimed
Christopher Riegel is a financial advisor with J.P. Morgan Securities LLC and has been in the industry for over 12 years. Christopher has a wide range of experience in providing financial advice to individuals, families, and businesses. Christopher is registered to provide investment advice in 52 states and holds several industry certifications. Christopher works out of the Columbus, Ohio office. Previous employers include UMB Distribution Services, LLC and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
06/07/2016 - Present
J.p. Morgan Securities LLC (Columbus OH)
WI
09/16/2014 - 03/07/2016
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
CO
01/01/2009 - 10/18/2012
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
BOTH
Issued 06/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/06/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/16/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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