Unclaimed
Christopher Rich is a financial advisor at Lion Street Financial, LLC. Christopher has been in the financial services industry since 2019. Christopher holds the Series 63, Series 6TO, and SIE securities licenses and is registered with FINRA. Christopher is also registered with the following states: California, Florida, Massachusetts, New Hampshire, New York, North Carolina, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/14/2021 - Present
Lion Street Financial, LLC (Boston MA)
RI
05/18/2019 - 10/08/2021
NYLIFE SECURITIES LLC (JOHNSTON RI)
BC
Issued 06/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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