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Christopher W Rhode

Calamos Financial Services LLC

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About Christopher W Rhode

Christopher Rhode has been in the securities industry since March 20, 2006 and is currently registered with Calamos Financial Services LLC. Christopher holds Series 6, 7, 24, and 63 licenses. Christopher was previously registered with PRUCO SECURITIES, LLC. Christopher is registered in Illinois.

Firm Information

Christopher Rhode is currently registered with Calamos Financial Services LLC. Calamos Financial Services LLC is a Limited Liability Company formed on September 15, 2004. The firm is registered in 53 states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Rhode’s Registration & Firm History

IL

07/03/2006 - Present

Calamos Financial Services LLC (NAPERVILLE IL)

NJ

12/08/2005 - 03/21/2006

PRUCO SECURITIES, LLC. (NEWARK NJ)

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Licenses & Designations

BC

Issued 12/15/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2007

Series 7 - General Securities Representative Examination

BC

Issued 12/07/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher W Rhode.
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