Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lai is a financial advisor at Fidelity Personal and Workplace Advisors. Christopher Lai is a registered investment advisor representative in Texas. Christopher Lai has been in the securities industry for 14 years. Christopher Lai holds the Series 6, 7 and 63 securities licenses, as well as the Series 65 investment advisor license. Christopher Lai is also a Certified Financial Planner. Christopher Lai has previously worked at USAA Financial Advisors, Inc. and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SUGAR LAND TX)
TX
03/04/2015 - 07/27/2016
USAA FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
12/07/2011 - 02/18/2015
FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)
TX
08/21/2008 - 06/28/2011
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
IA
Issued 06/18/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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