Unclaimed
Christopher W. Johnson is a financial advisor with Wells Fargo Clearing Services, LLC, and has been in the industry since August 2004. Christopher Johnson is registered to provide investment advice in 20 states and is a licensed representative of Wells Fargo Clearing Services, LLC. Christopher W. Johnson is a Series 66, Series 31 and Series 7 licensed representative and has been registered with the firm since October 2019. Christopher Johnson has been associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated since 2004. Christopher W. Johnson's experience also includes work with Advest, Inc. and Bank of America, NA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/03/2022 - Present
Wells Fargo Clearing Services, LLC (JACKSONVILLE FL)
FL
08/11/2004 - 11/04/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PONTE VEDRA BEACH FL)
CT
12/20/2005 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
BOTH
Issued 09/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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