Unclaimed
Christopher Hix is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., a large brokerage firm headquartered in New York, NY. Christopher has been a registered representative since 2012 and has experience in providing investment advice and financial planning services. Christopher is licensed to sell securities in several states, including Texas, Colorado, Florida, and Louisiana, among others. Christopher has passed numerous industry exams, including the Series 7, 6, and 66. He is a well-rounded financial advisor who is committed to providing his clients with the personalized financial guidance they need to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/07/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GEORGETOWN TX)
TX
10/01/2012 - 05/07/2022
J.P. MORGAN SECURITIES LLC (CEDAR PARK TX)
TX
07/18/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ROUND ROCK TX)
BOTH
Issued 08/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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