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Christopher W Farrell

Charles Schwab & CO., Inc.

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About Christopher W Farrell

Christopher Farrell is a financial professional with over 28 years of experience in the industry. Christopher is currently registered with Charles Schwab & Co., Inc. in New Jersey and Texas. Christopher has previously worked with several other firms including PRIMEVEST FINANCIAL SERVICES, INC., INVEST FINANCIAL CORPORATION, and MORGAN STANLEY DW INC. Christopher specializes in providing financial advice to individual investors.

Firm Information

Christopher Farrell is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Christopher Farrell’s Registration & Firm History

NJ

02/05/2021 - Present

Charles Schwab & CO., Inc. (Marlton NJ)

NJ

06/02/2011 - 09/06/2011

PRIMEVEST FINANCIAL SERVICES, INC. (MULLICA HILL NJ)

PA

10/06/2010 - 05/04/2011

INVEST FINANCIAL CORPORATION (PHILADELPHIA PA)

PA

08/01/2008 - 01/05/2009

ABERDEEN FUND DISTRIBUTORS, LLC (WEST CONSHOHOCKEN PA)

PA

01/03/2007 - 08/07/2008

FORESIDE FUND SERVICES, LLC (WEST CONSHOHOCKEN PA)

NY

03/15/2005 - 05/17/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

MA

06/17/2004 - 09/03/2004

COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)

NC

09/17/2002 - 07/02/2004

BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)

NY

03/25/2002 - 07/03/2002

FAM DISTRIBUTORS, INC. (NEW YORK NY)

ME

08/16/1999 - 06/05/2001

ICC DISTRIBUTORS, INC. (PORTLAND ME)

PA

08/01/1996 - 07/23/1999

SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)

TX

03/09/1994 - 07/16/1996

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NA

05/06/1992 - 02/11/1994

CONFEDERATION FINANCIAL SERVICES (U.S.), INC.

MA

11/22/1989 - 03/13/1992

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

11/22/1989 - 03/13/1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

IA

Issued 03/01/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/1992

Series 7 - General Securities Representative Examination

BC

Issued 11/20/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher W Farrell.
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