Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Parisi is a financial professional with over 28 years of experience in the financial services industry. Christopher is currently registered with Guggenheim Investments, a firm specializing in portfolio management for investment companies and pooled investment vehicles. Christopher holds licenses for securities and investment advisory services, along with relevant industry certifications, including the Series 63, Series 65, and Series 24 exams. Previously, Christopher worked for Guggenheim Distributors, LLC, NYLIFE Distributors LLC, and BlackRock Investments, Inc. Christopher has expertise in multiple financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/04/2014 - Present
Guggenheim Investments (NEW YORK NY)
IL
01/31/2012 - 03/03/2014
GUGGENHEIM DISTRIBUTORS, LLC (LISLE IL)
PA
08/26/2004 - 01/06/2010
NYLIFE DISTRIBUTORS LLC (VENETIA PA)
NY
06/17/1996 - 08/06/2004
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
PA
11/30/1993 - 03/06/1996
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
IA
Issued 01/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 03/29/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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