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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Novielli is a financial advisor at Morgan Stanley. Christopher has been in the financial services industry for over 7 years and has licenses in 32 states as well as both securities and investment advisor registrations. Christopher holds Series 63, 65, 66, 7, and SIE licenses. Christopher's professional background includes experience with other financial services firms including David Lerner Associates, Inc. and Voya Financial Advisors. Prior to entering the financial services industry, Christopher worked in retail management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/29/2020 - Present
Morgan Stanley (Purchase NY)
NY
12/17/2015 - 01/07/2019
DAVID LERNER ASSOCIATES, INC. (WHITE PLAINS NY)
NY
12/17/2014 - 07/23/2015
VOYA FINANCIAL ADVISORS, INC. (ELMSFORD NY)
BOTH
Issued 10/08/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/12/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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