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Christopher Vito Doria

Rockefeller Financial LLC

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About Christopher Vito Doria

Christopher Doria is a registered representative with Rockefeller Financial LLC and has been in the industry since 2008. Christopher has a Series 28, SIE and Series 99TO licenses. Christopher was previously registered with Axiom Capital Management, Inc. and Cowen And Company. Christopher's previous experience included working with SG Cowen & Co., LLC. Christopher has been with Rockefeller Financial LLC since December 2018.

Firm Information

Christopher Doria is currently registered with Rockefeller Financial LLC. Rockefeller Financial LLC is a Limited Liability Company formed in 2017 and headquartered in New York, NY. The firm has over 500 employees and manages over $50 billion in assets for clients including high-net-worth individuals, corporations, and charitable organizations. Their services include financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.
Rockefeller Financial LLC

45 ROCKEFELLER PLAZA

NEW YORK, NY 10111

$51.82B

Assets Under Management

161

Total Clients

747

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Doria’s Registration & Firm History

NY

12/04/2018 - Present

Rockefeller Financial LLC (NEW YORK NY)

NY

10/16/2018 - 01/17/2019

AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)

NY

06/29/2009 - 10/31/2017

COWEN AND COMPANY (NEW YORK NY)

NY

12/05/2002 - 10/13/2004

SG COWEN & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/26/2009

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Vito Doria.
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