Unclaimed
Christopher Visconti has been active in the securities industry since May 28, 2012. Christopher is currently registered with TD Securities (usa) LLC and Cowen AND Co.. Christopher is a Financial and Operations Principal and holds the Series 27, SIE and Series 99TO licenses. Christopher has previously worked at COWEN EXECUTION SERVICES LLC, ALBERT FRIED & COMPANY, LLC, and KCG AMERICAS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/20/2024 - Present
TD Securities (usa) LLC (New York NY)
FL
05/31/2017 - 07/21/2020
COWEN EXECUTION SERVICES LLC (LAKE MARY FL)
NY
12/09/2014 - 09/06/2016
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NJ
12/01/2011 - 06/24/2014
KCG AMERICAS LLC (JERSEY CITY NJ)
BC
Issued 11/30/2011
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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