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Christopher Visconti

TD Securities (usa) LLC

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About Christopher Visconti

Christopher Visconti has been active in the securities industry since May 28, 2012. Christopher is currently registered with TD Securities (usa) LLC and Cowen AND Co.. Christopher is a Financial and Operations Principal and holds the Series 27, SIE and Series 99TO licenses. Christopher has previously worked at COWEN EXECUTION SERVICES LLC, ALBERT FRIED & COMPANY, LLC, and KCG AMERICAS LLC.

Firm Information

Christopher Visconti is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Visconti’s Registration & Firm History

NY

06/20/2024 - Present

TD Securities (usa) LLC (New York NY)

FL

05/31/2017 - 07/21/2020

COWEN EXECUTION SERVICES LLC (LAKE MARY FL)

NY

12/09/2014 - 09/06/2016

ALBERT FRIED & COMPANY, LLC (NEW YORK NY)

NJ

12/01/2011 - 06/24/2014

KCG AMERICAS LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 11/30/2011

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher Visconti.
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