Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Vincent Sferruzzo is a registered representative with Aegis Capital Corp. Christopher has been in the industry since 2004. He has held previous roles with LAZARD ASSET MANAGEMENT SECURITIES LLC, CONSTANS CRESCENT GLOBAL LLC, MCMAHAN SECURITIES CO. L.P., and THE DREYFUS SERVICE CORPORATION. Christopher holds Series 6, 7, 55, 57TO, and SIE licenses. He is registered in Connecticut, Florida, New York, and Pennsylvania. Christopher is a financial advisor and can provide portfolio management for individuals, businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
10/05/2017 - Present
Aegis Capital Corp. (MELVILLE NY)
NY
12/02/2008 - 10/13/2015
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
CT
07/30/2008 - 11/07/2008
CONSTANS CRESCENT GLOBAL LLC (NORWALK CT)
CT
05/08/2003 - 02/11/2008
MCMAHAN SECURITIES CO. L.P. (GREENWICH CT)
NY
08/14/1998 - 01/13/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BC
Issued 05/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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