Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Pento is a financial professional with over 30 years of experience in the securities industry. Christopher currently works at Clear Street LLC and is a registered principal. Previously, Christopher has held positions at firms including Precision Securities, LLC, EG Market Technologies LLC, ARXIS Securities LLC, KCG Americas LLC, GETCO Execution Services LLC, OCTEG, LLC, Knight Capital Americas, L.P., Knight Direct LLC, Knight Capital Markets LLC, EdgeTrade LLC and Herzog, Heine, Geduld, LLC. Christopher has passed numerous securities exams, including the Series 7, 24, 4, 27, 55, 57TO, 99TO, and SIE. Christopher is also a licensed Securities Agent in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/07/2018 - Present
Clear Street LLC (NEW YORK NY)
CA
09/03/2020 - 03/30/2022
PRECISION SECURITIES, LLC (DEL MAR CA)
NY
08/05/2016 - 11/30/2017
EG MARKET TECHNOLOGIES LLC (45TH FLOOR NY)
NY
12/11/2014 - 03/07/2016
ARXIS SECURITIES LLC (NEW YORK NY)
NJ
07/22/2009 - 06/24/2014
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
10/24/2013 - 06/11/2014
GETCO EXECUTION SERVICES LLC (JERSEY CITY NJ)
NY
10/23/2013 - 06/11/2014
OCTEG, LLC (NEW YORK NY)
NJ
02/20/2002 - 11/08/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NJ
03/13/2008 - 12/31/2010
KNIGHT DIRECT LLC (JERSEY CITY NJ)
NJ
01/12/2006 - 12/31/2010
KNIGHT CAPITAL MARKETS LLC (JERSEY CITY NJ)
NJ
03/13/2008 - 09/04/2008
EDGETRADE LLC (JERSEY CITY NJ)
NY
02/12/1992 - 02/12/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
BC
Issued 03/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/04/2009
Series 4 - Registered Options Principal Examination
BC
Issued 03/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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