Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Vincent Ciaglia is a financial advisor with Fidelity Brokerage Services LLC, based in Covington, KY. Christopher's experience in the financial services industry spans over 17 years. Christopher has passed the SIE, Series 6, Series 7 and Series 66 exams. Christopher has held previous roles at firms such as JOHN HANCOCK DISTRIBUTORS LLC, NYLIFE DISTRIBUTORS LLC, CHASE INVESTMENT SERVICES CORP., ADP BROKER-DEALER, INC. and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
11/08/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NJ
04/14/2015 - 06/04/2021
JOHN HANCOCK DISTRIBUTORS LLC (Parsippany NJ)
NJ
11/10/2008 - 04/15/2015
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
IL
09/13/2005 - 11/08/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NJ
09/10/2002 - 04/18/2005
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NJ
06/21/2001 - 09/03/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BOTH
Issued 02/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/06/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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