Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Viggiano is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has been in the securities industry for almost 20 years, working with clients in various states. He has experience in providing portfolio management for individuals and businesses. Christopher also provides financial planning and pension consulting services. His expertise includes securities, futures, and investment company products. Christopher is licensed in several states and has a wide range of financial credentials including Series 6, 7, 9, 10, 55, 56, 57, 31, and 66. He has a history of working at Chimera Securities, LLC, Assent LLC, Worldco, L.L.C, and 1717 Capital Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/20/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STATEN ISLAND NY)
NY
03/21/2014 - 11/14/2014
CHIMERA SECURITIES, LLC (NEW YORK NY)
IL
10/22/2003 - 05/18/2010
ASSENT LLC (BOLINGBROOK IL)
NY
02/09/2000 - 10/21/2003
WORLDCO, L.L.C. (NEW YORK NY)
DE
10/08/1999 - 12/23/1999
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BOTH
Issued 01/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/06/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/21/2014
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 04/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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