Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Viggiano is a financial advisor who has been in the industry since 2003. Christopher is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and has been with the firm since November 2014. Christopher has been registered with the state of New York since 2021 and is also registered with the states of Connecticut, Texas and other states. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Incorporated, Christopher was employed by Chimera Securities, LLC, Assent LLC and Worldco, L.L.C. Christopher has a diverse background in financial services, having worked as a securities trader and investment advisor. Christopher holds multiple FINRA licenses and has passed a variety of exams, including the Series 7, Series 6, Series 55, Series 56, Series 31, Series 57TO, and Series 9 and Series 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/20/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STATEN ISLAND NY)
NY
03/21/2014 - 11/14/2014
CHIMERA SECURITIES, LLC (NEW YORK NY)
IL
10/22/2003 - 05/18/2010
ASSENT LLC (BOLINGBROOK IL)
NY
02/09/2000 - 10/21/2003
WORLDCO, L.L.C. (NEW YORK NY)
DE
10/08/1999 - 12/23/1999
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BOTH
Issued 1/6/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/28/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/28/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 8/6/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 3/21/2014
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 4/1/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/7/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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