Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Vanhorn is a financial advisor with Stifel, Nicolaus & Company, Inc. in Long Beach, California. Christopher has been in the financial services industry since 1988, and has held previous roles at Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Dean Witter Reynolds Inc., and Shearson Lehman Hutton Inc. Christopher is registered to offer securities and investment advisory services in 15 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/01/2020 - Present
Stifel, Nicolaus & Company, Inc. (LONG BEACH CA)
CA
08/12/2005 - 09/02/2020
WELLS FARGO CLEARING SERVICES, LLC (SEAL BEACH CA)
NY
07/02/1997 - 08/18/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/02/1988 - 06/27/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
05/25/1988 - 11/28/1988
SHEARSON LEHMAN HUTTON INC.
IA
Issued 05/24/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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