Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Valentine Guarino is an active financial advisor currently working with Ameriprise Financial Services, LLC. Christopher has more than 20 years of experience in the financial industry. Christopher has Series 3, 7, 9, 10, 63, and 66 securities licenses and is registered to provide investment advice in 27 states. Christopher is a registered representative with Ameriprise Financial Services, LLC. Christopher's areas of expertise include asset allocation services, financial planning, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/31/2015 - Present
Ameriprise Financial Services, LLC (BOCA RATON FL)
FL
06/01/2009 - 04/07/2015
MORGAN STANLEY (BOCA RATON FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
02/16/2001 - 04/02/2007
MORGAN STANLEY DW INC. (BOCA RATON FL)
CA
12/18/2000 - 03/01/2001
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
CA
10/04/2000 - 12/18/2000
NORTH COAST SECURITIES CORPORATION (SAN FRANCISCO CA)
BOTH
Issued 04/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2000
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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