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Christopher V Mula

Scotia Capital (usa) Inc.

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About Christopher V Mula

Christopher Mula is a financial advisor who has been in the industry since July 4, 2014. Currently, Christopher works for Scotia Capital (usa) Inc. in their New York, NY office. Christopher has previously worked at TRUMID FINANCIAL LLC and NOMURA SECURITIES INTERNATIONAL, INC. Christopher is registered with the state of New York. Christopher holds the Series 7, Series 63, Series 99TO and SIE licenses. Christopher is an active member of the BC community.

Firm Information

Christopher Mula is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Mula’s Registration & Firm History

NY

12/07/2015 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

03/03/2015 - 11/13/2015

TRUMID FINANCIAL LLC (NEW YORK NY)

NY

06/11/2014 - 03/18/2015

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/15/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher V Mula.
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