Unclaimed
Christopher Mula is a financial advisor who has been in the industry since July 4, 2014. Currently, Christopher works for Scotia Capital (usa) Inc. in their New York, NY office. Christopher has previously worked at TRUMID FINANCIAL LLC and NOMURA SECURITIES INTERNATIONAL, INC. Christopher is registered with the state of New York. Christopher holds the Series 7, Series 63, Series 99TO and SIE licenses. Christopher is an active member of the BC community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/07/2015 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
03/03/2015 - 11/13/2015
TRUMID FINANCIAL LLC (NEW YORK NY)
NY
06/11/2014 - 03/18/2015
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 12/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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