Unclaimed
Christopher Adams is a registered representative with Franklin Distributors, LLC. Christopher has been in the financial services industry since February 27, 2000 and is licensed in 51 states. Christopher has held past positions at The Leaders Group, Inc., Chase Investment Services Corp., John Hancock Distributors LLC, and Manulife Wood Logan, Inc.. Christopher holds Series 6, 7, 24, 63, and 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/16/2014 - Present
Franklin Distributors, LLC (STAMFORD CT)
CO
10/08/2012 - 07/11/2014
THE LEADERS GROUP, INC. (LITTLETON CO)
CT
06/03/2010 - 10/08/2010
CHASE INVESTMENT SERVICES CORP. (RIDGEFIELD CT)
MA
01/01/2002 - 04/01/2010
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
12/24/1997 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
IA
Issued 11/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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