Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Simon is a financial advisor with Regal Investment Advisors LLC. He is licensed to provide financial advice in 11 states, including Pennsylvania, Delaware, Florida, Maryland, New Jersey, New York, North Carolina, South Carolina, Virginia, and Wyoming. He holds the Series 6 and Series 63 licenses. His current position with Regal Investment Advisors LLC is a result of a recent career transition. He previously worked at Woodbury Financial Services, Inc. and Questar Capital Corporation. Christopher Simon's experience in the financial industry dates back to 1993 and includes 31 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
PA
12/03/2024 - Present
Regal Investment Advisors LLC (Mt. Joy PA)
PA
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (MOUNT JOY PA)
PA
02/01/2013 - 03/01/2019
QUESTAR CAPITAL CORPORATION (MOUNT JOY PA)
PA
03/15/2000 - 02/07/2013
WALNUT STREET SECURITIES, INC. (MANHEIM PA)
MA
09/10/1993 - 03/13/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
09/10/1993 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 08/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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