Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Nicholls is a registered representative with FTI Capital Advisors, LLC, and has been in the industry since August 3, 2001. Christopher holds a Series 7, Series 63 and Series 79TO licenses. Previously, Christopher worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co., Incorporated. Christopher is registered in eight states: Connecticut, Florida, Georgia, New Jersey, New York, Pennsylvania, South Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/24/2008 - Present
FTI Capital Advisors, LLC (NEW YORK NY)
NA
02/16/1990 - 08/02/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/29/1987 - 05/02/1989
MORGAN STANLEY & CO., INCORPORATED
BC
Issued 02/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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