Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Tracy is a financial professional with over 15 years of experience in the industry. Christopher is currently registered with U.s. Bancorp Investments, Inc. in Charlotte, North Carolina. Previously, Christopher has held positions at Fifth Third Securities, Inc., Wells Fargo Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Securities LLC. Christopher has a strong background in providing financial advice and services to individuals, businesses, and institutions. Christopher is committed to providing his clients with personalized attention and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
NC
04/18/2022 - Present
U.s. Bancorp Investments, Inc. (Charlotte NC)
NC
12/23/2019 - 03/18/2022
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
NC
06/06/2011 - 04/18/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
11/01/2010 - 06/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
10/05/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 12/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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