Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Totten is a financial professional with over 30 years of experience in the financial services industry. Christopher currently works with J.P. Morgan Securities LLC and has been with the firm since October 2022. Previously, Christopher worked with USAA Investment Services Company, USAA Financial Advisors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., American Express Financial Advisors Inc., IDS Life Insurance Company, Securities America, Inc., and Olde Discount Corporation. Christopher is registered with FINRA and has a Series 63 and Series 65 license. Christopher is also registered as an investment advisor representative in Texas. Christopher holds the Series 3, 4, 7, 8, 9, 10, 24, 31, 52, 53, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
12/09/2022 - Present
J.p. Morgan Securities LLC (KATY TX)
TX
10/17/2019 - 11/07/2022
USAA INVESTMENT SERVICES COMPANY (SAN ANTONIO TX)
TX
08/28/2012 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
NC
10/23/2009 - 08/13/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
07/02/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MN
07/07/1999 - 04/16/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/07/1999 - 04/16/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NE
02/09/1998 - 08/19/1999
SECURITIES AMERICA, INC. (LAVISTA NE)
MI
01/06/1992 - 01/21/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 09/18/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/02/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/18/1994
Series 4 - Registered Options Principal Examination
BC
Issued 09/20/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 01/22/1999
Series 3 - National Commodity Futures Examination
BC
Issued 12/27/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Totten is the right advisor for you? Invested Better is here to help.
